Start with the Securities Industry Essentials (SIE) Course to Begin Your Securities Licensing Requirements

Take this industry fundamentals SIE Course to pass the FINRA® Securities Industry Essentials (SIE) Exam. Gain knowledge of Capital Markets, understanding of the types of Products offered and the Risks, learn about Customer Accounts, Trading and Prohibited Activities, and review the functions of the Regulatory Framework and Agencies. You must be 18 years or older to take the exam. This course can be taken online from the comfort of your home.

SIE Exam Prerequisites: None | SIE Exam Format: 75 multiple-choice questions | SIE Exam Duration: 1 hour, 45 minutes

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Take the Securities Industry Essentials (SIE) and Series 7 New York State License Courses

Take this industry fundamentals SIE Course to pass the FINRA® Securities Industry Essentials (SIE) Exam, and the Series 7 Course on the path towards becoming a Stockbroker. You must be 18 years or older to take these exams. This course can be taken online from the comfort of your home.

SIE Exam Prerequisites: None | SIE Exam Format: 75 multiple-choice questions | SIE Exam Duration: 1 hour, 45 minutes + Series 7 Prerequisites: None | Series 7 Exam Format: 75 multiple-choice questions | Series 7 Exam Duration: 1 hour, 45 minutes

Take the Securities Industry Essentials (SIE) and Series 6 New York State License Courses

Take this industry fundamentals SIE Course to pass the FINRA® Securities Industry Essentials (SIE) Exam, and the Series 6 Course for non-stock sales. You must be 18 years or older to take these exams. This course can be taken online from the comfort of your home.

SIE Exam Prerequisites: None | SIE Exam Format: 75 multiple-choice questions | SIE Exam Duration: 1 hour, 45 minutes + Series 6 Prerequisites: SIE Exam | Series 6 Exam Format: 50 multiple-choice questions | Series 6 Exam Duration: 1 hours, 30 minutes

Become a Licensed Stockbroker with the Series 7 & Series 63 Courses

Take the Series 7 and Series 63 New York State approved Securities License courses today. Become a Licensed Stockbroker. These licensing courses can be taken online from the comfort of your home.

Series 7 Prerequisites: None | Series 7 Exam Format: 75 multiple-choice questions | Series 7 Exam Duration: 1 hour, 45 minutes + Series 63 Prerequisites: None | Series 63 Exam Format: 60 multiple-choice questions | Series 63 Exam Duration: 1 hour, 15 minutes

Get Licensed to Sell Non-Stock Securities with the Series 6 & Series 63 Courses

Take the Series 6 and Series 63 New York State approved Securities License courses today. Get licensed to sell investment company products and variable life contracts such as mutual funds, closed-end funds (on the initial offering only), unit investment trusts, and variable annuities. These licensing courses can be taken online from the comfort of your home.

Series 6 Prerequisites: SIE Exam | Series 6 Exam Format: 50 multiple-choice questions | Series 6 Exam Duration: 1 hours, 30 minutes + Series 63 Prerequisites: None | Series 63 Exam Format: 60 multiple-choice questions | Series 63 Exam Duration: 1 hour, 15 minutes

Looking for Investment Adviser IAR Continuing Education (CE) Courses in New York?

Stay in compliance with Investment Adviser IAR Continuing Education (CE) Total Access

Continuing Education - Total Access - $59See All Packages

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